Financial services
Your compliance team manually searches three systems before answering one question.
Financial services firms sit on decades of client data, regulatory documents, and risk assessments spread across platforms that were never designed to work together. AI can help, but running it in a regulated environment requires audit trails, access controls, and governance that off-the-shelf setups do not provide. We build production AI you own end to end: integration, compliance configuration, team enablement, and ongoing governance, model-agnostic so you are never locked to a single vendor.
Where it breaks down
The problems we solve.
AI is deployed but nobody in compliance uses it
Your firm bought AI licences. The technology team uses them for code. Compliance officers have not touched them because nobody mapped their use cases, built retrieval over regulatory research, or configured the access controls needed for client data. Adoption without enablement is just a licence cost.
Every AI interaction needs an FCA audit trail
The FCA expects you to demonstrate what data was accessed, by whom, when, and what decisions resulted. Modern AI platforms have audit capabilities, but they need to be configured correctly and integrated with your existing compliance monitoring. Without this, your firm cannot use AI for anything touching client data.
Your internal systems have no off-the-shelf connector
Modern AI platforms connect to Salesforce and SharePoint natively. But your core banking platform, your proprietary risk database, your client reporting system? Those need custom integrations. These systems contain your most regulated, most valuable data, and building connectors for them requires both engineering skill and regulatory awareness. We use open standards like MCP so the integrations you own are not tied to one provider.
Client data segregation is non-negotiable
Advisors must only see data for their own clients. When the AI platform accesses your CRM, it needs the same role-based access controls your team has. We configure per-user scoping tied to your existing Azure AD groups so your permissions model extends seamlessly into production AI.
What we build
From pilot to production.
Compliance document search with citations
A governed knowledge base containing your regulatory document library, internal policies, and FCA guidance. Compliance officers ask questions in natural language and receive answers with citations back to specific clauses. Every query logged for audit.
Client 360 from a single interface
Custom integrations connecting Salesforce Financial Services Cloud, your risk database, and portfolio systems. Advisors ask about a client and see holdings, meeting history, risk profile, and compliance flags without switching applications.
Regulatory change impact analysis
When new FCA guidance is published, the AI cross-references it against your existing policies, client portfolios, and operational procedures. Surface which clients, products, or processes are affected before your competitors have finished reading the consultation paper.
Systems we connect
We integrate with the tools you already run.
Compliance and governance
FCA record-keeping and audit trail requirements, GDPR and UK DPA 2018 for client data processing, SMCR accountability for AI-assisted decisions, data residency within UK or approved jurisdictions.
Start here
Book a call. We will show you what production AI looks like for your business.
Tell us where you are: stalled pilots, a platform you are evaluating, or teams you want building. We will map the highest-value use cases and show you a realistic path to production. No obligation, no slides.